ACAPP

Awaiting Client Approval

Client must confirm that claim should be filed

AUFEE, AITFE

Awaiting Upfront Client Market Fee

Awaiting payment of the upfront market fees by the client to file the claim

AINDO

Awaiting BO Documents

Missing documentation that must be provided by client in order to begin the filing process

AFIDO

Awaiting FI Documents

Missing documentation that must be provided by Custodian/Prime Broker(s) in order to complete the filing process

AMAPC

Awaiting Market Process

Claims not filed due to pending filing requirements from foreign tax authorities

ATADO

Awaiting TA Documents

Claims not filed due to missing tax authority documentation

FILNG

Compiling To File

Claims that are in a process of being filed

FILED

Filed Tax Reclaim

Claims filed and awaiting payment

PROCS

Processing

Eligible claims that for various reasons are pending

AUDIT

Filed - Under Audit

Claims awaiting additional documentation requested by the foreign tax authority

DUREV

Data Under Review

Transactions awaiting data review and clarification from the custodian/Prime Broker(s)

UMIND

Underlying Missing Investor Documents

Missing documentation that must be provided by underlying clients in order to begin the filing process

INELB

Ineligible

Claims that for various reasons are not eligible to be filed

PAID

Reclaim paid by GlobeTax

Claims paid and processed